TCA:  The Compliance Solutions We Provide to Banks

Actually listing the bank compliance products and services TCA offers is a daunting task, because we can provide what banks need to combat nearly any regulatory risk.  So, even if you don’t see the precise compliance assistance you need today…contact TCA anyway.  Chances are we’ll have an idea or two that will help.

Click here to download our Services List.

Here are some of the compliance products, services and solutions TCA offers:

• Consulting
• Enterprise-wide Regulatory Risk solutions.
• Enterprise-wide BSA/AML.
• RFP processes.
• Financial institution due diligence.
• New products, services, systems.
• New rules, regulations, guidelines.
• Allowance for Loan and Lease Losses (ALLL).
• TCA’s Visiting Compliance Manager. We will stand in as your qualified compliance professional during your search for a new compliance manager; to help set up the right program; as a cost-effective option to hiring.
• Fraud Risk Assessment.
  
  
• Compliance audits, reviews
• Lending regulations.
• Deposit regs.
• Comprehensive, independent BSA/AML Reviews
• Information Technology.
• Vulnerability and Penetration Testing.
• GLBA – Information Security.
• Vendor Management.
• Fair Lending Reviews.
• CRA Self Assessments.
• Website Reviews.
• Fraud Investigations.
• HMDA & CRA Data Integrity Reviews.
• Data Scrubs
• ARM file reviews.
• Asset Quality/Loan Reviews.
• Allowance for Loan and Lease Losses (ALLL).
• Retail Sales, NDIP Reviews.
  
  
• Products
• e-Newsletters with TCA insights and perspective.
• e-compliance updates.
• Sample Policies (over 100 available individually or in packages).
• Access to our highly qualified compliance professionals.
• Expert advice on regulatory risk.
• Research as needed by the client.
• Spot checks of advertisements, CTRs, etc.
• Quick access to a live professional.
• diane.gunter@tcaregs.com for questions.
• 800-934-REGS.
  
  
• Training
• On-site.
• TCA Webinars.
• Teleconference.
  
  
• Risk Assessment Assistance
• New products, services.
• New, revised rules.
• Identified weaknesses.
• Emerging issues.
  

For more information, contact TCA at 800-934-REGS or e-mail Diane Gunter, diane.gunter@tcaregs.com